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Rosalind Raine a Department of Public Health
and Policy, London School of Hygiene and Tropical Medicine, London WC1E
7HT, b Department of Psychological Medicine, Imperial
College of Science, Technology and Medicine, West Middlesex University
Hospital, Middlesex TW7 6AF Correspondence
to: R Raine rosalind.raine{at}lshtm.ac.uk
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Abstract |
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Objectives:
To determine the strength of evidence for the effectiveness of mental health interventions for patients with
three common somatic conditions (chronic fatigue syndrome, irritable
bowel syndrome, and chronic back pain). To assess whether results
obtained in secondary care can be extrapolated to primary care and
suggest how future trials should be designed to provide more rigorous evidence.
Design:
Systematic review.
Data sources:
Five electronic databases, key texts,
references in the articles identified, and citations from expert clinicians.
Study selection:
Randomised controlled trials
including participants with one of the three conditions for which no
physical cause could be found. Two reviewers screened sources and
independently extracted data and assessed quality.
Results:
Sixty one studies were identified; 20 were classified as primary care and 41 as secondary care. For some interventions, such as brief psychodynamic interpersonal therapy, little research was identified. However, results of meta-analyses and
of randomised controlled trials suggest that cognitive behaviour therapy and behaviour therapy are effective for chronic back pain and
chronic fatigue syndrome and that antidepressants are effective for
irritable bowel syndrome. Cognitive behaviour therapy and behaviour
therapy were effective in both primary and secondary care in patients
with back pain, although the evidence is more consistent and the effect
size larger for secondary care. Antidepressants seem effective in
irritable bowel syndrome in both settings but ineffective in chronic
fatigue syndrome.
Conclusions:
Treatment seems to be
more effective in patients in secondary care than in primary care. This
may be because secondary care patients have more severe disease, they receive a different treatment regimen, or the intervention is more
closely supervised. However, conclusions of effectiveness should be
considered in the light of the methodological weaknesses of the
studies. Large pragmatic trials are needed of interventions delivered
in primary care by appropriately trained primary care staff.
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What is already known on this topic
What this study adds
Effect sizes are larger in secondary care than in primary care Patients in secondary care with chronic fatigue syndrome may benefit from cognitive behaviour therapy Future research should focus on large pragmatic trials with longer term follow up and economic evaluation |
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Introduction |
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As many as one in five new consultations in primary care are for somatic symptoms for which no specific cause can be found.1 Patients with such symptoms often become frequent attenders, and their management poses considerable challenges for both general practitioners and specialists.2 Although systematic reviews have shown that certain mental health interventions are effective in these patients, the treatments are not always provided.3-6 This may be partly because general practitioners question the quality of the evidence and its relevance for their patients or because the evidence of effectiveness is not widely known.7-9 Much of the research has been carried out in specialist settings, as is often the case when management is shared between primary and secondary care, and findings from specialist settings may not be applicable to primary care.
We did this study to investigate whether there is good evidence that
mental health interventions are effective for patients with common
somatic symptoms and whether the results of trials in secondary care
can be extrapolated to primary care. We selected three common somatic
conditions for which general practitioners had indicated they would
welcome guidance: chronic fatigue syndrome, irritable bowel syndrome,
and chronic back pain.10 In assessing the quality of
published research, we also sought to identify how future trials should
be designed to provide more rigorous evidence.
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Method |
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We undertook a systematic review of randomised controlled trials, systematic reviews, and meta-analyses of mental health interventions for chronic fatigue syndrome, irritable bowel syndrome, and chronic back pain.
Search strategy
We searched PubMed, the Cochrane Library, PsycLIT, and Embase for
English language papers published between 1966 and September 2001, carried out reference checks, searched key texts and asked experts to
cite relevant literature (see bmj.com).
Inclusion criteria
We identified published studies of cognitive behaviour, cognitive,
behaviour, brief interpersonal psychodynamic, and antidepressant
therapy. For analysis of the randomised controlled trials, we pooled
cognitive behaviour and cognitive therapy because there is no practical
distinction between them and the studies gave insufficient details
about the interventions to validate any distinction. Studies that
included subjects whose symptoms were attributable to physical disease
were excluded.
Data extraction and assessment of study quality
One of us (RR) extracted data from the identified papers and a
second reviewer checked them (KL). Discrepancies were resolved by
referring to the original studies. Studies were defined as primary care
studies if they included patients who were recruited from the community
or through their primary care physician or included a mixture of
primary and secondary care patients.
Both reviewers independently noted methodological details using a checklist. The methodological quality of much of this literature has been previously systematically assessed using quality scales.3-5 However, the scales vary in the dimensions covered and their complexity. We therefore assessed the relevant methodological aspects individually rather than use a composite score.11
Outcome measures and analysis
For all studies, we compared the findings of research from each
setting by tabulating the reported health status and functional
outcomes (see bmj.com). We compared initial disease severity of
patients and treatment effect sizes between settings when studies used
similar interventions and the same health status measures. In the
limited number of cases in which we could compare primary and secondary
care patients using the same outcome measure, the severity in each
study was calculated by combining patients from all treatment arms. We
calculated treatment effect sizes with 95% confidence intervals from
the difference in mean health status after treatment.12 We
combined treatment effects using fixed effects meta-analysis when two
or more studies from the same setting used the same health status
measure. A random effects meta-analysis was used if there was
significant heterogeneity (P<0.05) of study effect sizes.
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Results |
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We identified 61 randomised controlled studies (seebmj.com) and two meta-analyses: one on the effectiveness of behaviour therapy for chronic back pain, and one on the effectiveness of antidepressants for irritable bowel syndrome. 3 4 One third (20) of the randomised controlled studies were defined as primary care studies (table). The conclusions are summarised in the box.
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Summary of research findings for effectiveness of mental
health interventions for patients with somatic symptoms in primary and
secondary care
Chronic fatigue syndrome Cognitive behaviour therapy Behavioural therapy Brief psychodynamic interpersonal therapy Antidepressants Irritable bowel syndrome Cognitive behaviour therapy Behavioural therapy Brief psychodynamic interpersonal therapy Antidepressants Chronic back pain Cognitive behaviour therapy Behavioural therapy Brief psychodynamic interpersonal therapy Antidepressants |
Treatments evaluated in primary and secondary care
Back pain
The effectiveness of cognitive behaviour therapy and behaviour
therapy has been measured in both primary and secondary care patients.
Of 16 studies of cognitive behaviour therapy for patients with back
pain, seven were in primary care (891 patients) and nine in secondary
care (625 patients). Patients from both settings reported sustained
improvements in pain, disability, and depression. A meta analysis of
the effectiveness of behaviour therapy found a moderate positive effect
on intensity of pain and a small positive effect on behavioural
outcomes in patients, regardless of setting.3 There was
some evidence from both settings that these improvements were sustained
at one year follow up. The initial health status of secondary care
patients was poorer than that of patients in primary care but they
reported greater improvements (see bmj.com).
Chronic fatigue syndrome
Antidepressants in patients with chronic fatigue syndrome produced
no sustained improvement.
Irritable bowel syndrome
A meta-analysis of the effect of antidepressants, regardless of
setting, reported a moderate improvement in symptoms.4 Antidepressants seem to be effective in both primary and secondary care: improvements in physical symptoms and depression were reported in
the study that included primary care patients and 10 out of 11 studies
of 444 secondary care patients. We could compare treatment effect sizes
in two of these studies, and these suggest that improvement in pain
relief was far greater among secondary than primary care patients (see
bmj.com). The two studies in which we could directly compare initial
pain severity suggested that secondary care patients reported only
slightly more severe pain than their counterparts in primary care.
Treatments with uncertain effectiveness in primary care patients
The effectiveness of cognitive behaviour therapy in patients with
chronic fatigue syndrome and irritable bowel syndrome has been measured
in patients in both primary and secondary care but differences in
treatment regimens limit the conclusions that can be drawn. Cognitive
behaviour therapy has been effective in patients with chronic fatigue
syndrome in secondary care, although brief cognitive behaviour therapy
was ineffective. In primary care patients, there was no difference in
effectiveness between brief therapy and counselling.
Three studies of 169 primary care or community patients and five studies of 171 secondary care patients examined the effectiveness of cognitive behaviour therapy for irritable bowel syndrome. All the secondary care studies reported significant improvements with cognitive behaviour therapy in symptoms and in coping. The two smaller primary care studies reported greater symptomatic improvement with cognitive behaviour therapy than in controls, but in the largest study cognitive behaviour therapy was no better than placebo. There were insufficient data to draw conclusions about treatment effectiveness in primary care for behaviour therapy in patients with chronic fatigue syndrome (promising results were reported in secondary care) and for behaviour therapy and brief psychodynamic therapy in patients with irritable bowel syndrome.
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Discussion |
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Meta-analyses suggest that behaviour therapy is effective for chronic back pain and that antidepressants are effective for irritable bowel syndrome. Analysis of individual studies indicates that cognitive behaviour therapy and behaviour therapy for patients with back pain is more effective in patients in secondary care than those in primary care; antidepressant treatment for irritable bowel syndrome may also be more effective in secondary care. It should not, therefore, be assumed that interventions which are effective in secondary care will produce the same magnitude of effect in primary care. Instead, these findings need to be replicated independently in primary care patients.
Limitations of the evidence
For most treatments, we could draw only qualified conclusions because of methodological weaknesses in the research conducted. A major limitation of all the studies is that they evaluated the effect of interventions delivered by specialist therapists rather than primary care staff. Yet the main burden of
disease occurs in primary care, and patients are unlikely to be
referred to specialists because many would find it unacceptable and
there is often a shortage of specialist resources.
There was sometimes insufficient detail for us to be sure how the intervention was implemented and whether it was provided in a standardised way. Only eight studies stated that a treatment manual was used, and only two studies (by the same author) monitored adherence to the protocol. Quality checks were hardly ever mentioned. There was also a lack of data on characteristics of the patients. Age and symptom duration were usually the only data provided. Dropout rates and their causes were rarely given.
There were few studies of long term outcome. Most studies (79%) measured only immediate outcome. Longer term outcome studies would provide evidence of sustained effectiveness and reduce the possibility of non-specific effects such as those due to therapist attention or patient expectations.13 Cost effectiveness is likely to be an important motivator for changing practice, but only one study examined this.14
Patients with the conditions we studied characteristically have symptoms for many years, and such patients are likely to be frequent attenders in primary care. If, as shown for patients with other conditions, the effect of cognitive behaviour therapy continues to improve with time, it could be a highly cost effective intervention.15
Another methodological shortcoming was that studies were commonly not
powerful enough to detect clinically important differences. Sample
sizes were often less than 20 patients. In addition, many different
outcome measures were used, which limited the number of comparisons
that could be made between settings. Finally, the studies commonly had
problems of internal validity
for example, the absence of strict
randomisation and of blind assessment of observer rated outcomes.
Explanations for findings
We identified four factors that may contribute to the greater
improvements seen in secondary care than primary care. The first factor
relates to differences between patients in the two settings. Patients
in secondary care were more severely ill than their primary care
counterparts (for cognitive behaviour therapy and behaviour therapy in
back pain). Other unaccounted patient differences may explain the
greater improvement in secondary care than primary care for patients
with irritable bowel syndrome taking antidepressants. The second factor
concerns differences in the treatment regimen. In the two studies of
antidepressants in irritable bowel syndrome for which we could compare
treatment effect sizes, the minimum therapeutic dose was used in the
primary care study, whereas a dose exceeding the recommended maximum
dose was used in the secondary care study. Similarly, primary care patients with chronic fatigue syndrome received just four hours of
cognitive behaviour therapy whereas secondary care patients received 16 hours of treatment. The third factor concerns differences in treatment
provision: for cognitive behaviour therapy in irritable bowel syndrome,
studies that reported an improvement used fewer therapists, most of
whom were supervised by doctors, than studies that found no effect. The
final factor is concerned with differences in study design. In the
studies of behaviour therapy for back pain, the control group in the
secondary care setting was assigned to the waiting list, whereas in the
primary care study they were provided with an educational package that
could be regarded as an active treatment.
Implications
Pragmatic studies of the effectiveness of psychological
interventions in primary care and on unselected patients are needed to
provide a basis for decisions about healthcare provision.16 Studies should identify which elements of an
intervention require specialist training and which require specialist
intervention. They should also measure the effectiveness of
interventions carried out by primary care staff after a realistic
amount of training and with the aid of standard manuals for patients
and practitioners.17
The standards of reporting of trials need to be improved and harmonised to ensure that sufficient information is provided. The revised CONSORT criteria provide general guidance on trial reporting but more detailed directions are required when describing complex mental health interventions.18
Trials of mental health interventions should measure cost effectiveness and long term outcomes and outcomes should be measured with an outcome instrument when possible. Trials of effectiveness should be accompanied by qualitative research on the health beliefs and attitudes of participants and non-participants. This will enable interventions to be tailored to improve recruitment and dropout rates. Study designs should include an appropriate randomisation method, blind assessment of outcomes, and consistent handling of drop outs from each group.
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Acknowledgments |
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This study is part of a research programme examining the methods of group decision making for developing clinical guidelines. This research programme is overseen by a steering committee comprising three of the authors (A Haines, NB, and TS) and T Marteau and S Carter.
Contributors: See bmj.com
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Footnotes |
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Competing interests: None declared.
This is an abridged version; the
full version is on bmj.com
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References |
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(Accepted 23 May 2002)
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