BMJ 1997;315:480-483 (23 August)
Education and debate
How to read a paper: Papers that report drug trials
Trisha Greenhalgh,
senior
lecturer aa Unit for Evidence-Based Practice and Policy, Department of Primary Care and Population Sciences, University College London Medical School/Royal Free Hospital School of
Medicine, Whittington Hospital, London N19 5NF, p.greenhalgh@ucl.ac.uk
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"Evidence" and marketing |
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If you prescribe drugs, the pharmaceutical industry is interested in you and is investing
a
staggering sum of money trying to influence you. The most effective way of changing the
prescribing habits of a clinician is through personal representatives (known in Britain as
"drug reps" and in North America as "detailers"), who travel round
with a briefcase full of "evidence" in support of their wares.1
Pharmaceutical "reps" do not tell nearly as many lies as they used to (drug
marketing has become an altogether more sophisticated science), but they have been known to
cultivate a shocking ignorance of basic epidemiology and clinical trial design when it suits
them.2 It often helps their case, for example, to present the
results of uncontrolled trials and express them in terms of before and after differences in a
particular
outcome measure.3 The recent correspondence in the
Lancet and BMJ
on
placebo effects should remind you why uncontrolled before and after studies are the stuff of
teenage
magazines, not hard science.4 5 6 7 8 9 10 11 12
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Making decisions about treatment |
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Sackett and colleagues have argued that before giving a drug to a patient the doctor
should:
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Summary points
Pharmaceutical "reps" are now much more informative than they used to
be,
but they may show ignorance of basic epidemiology and clinical trial design
The value of a drug should be expressed in terms of safety, tolerability, efficacy, and
price
The efficacy of a drug should ideally be measured in terms of clinical end points that are
relevant to patients; if surrogate end points are used they should be valid
Promotional literature of low scientific validity (such as uncontrolled before and after
trials)
should not be allowed to influence practice
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- identify, for this patient, the ultimate objective of treatment (cure, prevention of
recurrence,
limitation of functional disability, prevention of later complications, reassurance, palliation, relief
of symptoms, etc);
- select the most appropriate treatment, using all available evidence (this includes
considering
whether the patient needs to take any drug at all); and
- specify the treatment target (to know when to stop treatment, change its intensity, or
switch
to some other treatment).13
For example, in treating high blood pressure, the doctor might decide that:
- the ultimate objective of treatment is to prevent (further) target organ damage to brain,
eye,
heart, kidney, etc (and thereby prevent death);
- the choice of specific treatment is between the various classes of antihypertensive drug
selected on the basis of randomised, placebo controlled and comitemtive trialsas well
as
non-drug treatments such as salt restriction; and
- the treatment target might be a phase V diastolic blood pressure (right arm, sitting) of less
than 90 mm Hg, or as close to that as tolerable in the face of drug side effects.
If these three steps are not followed (as is often the casefor example in terminal
care), therapeutic chaos can result.
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Surrogate end points |
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A surrogate end point may be defined as a variable which is relatively easily measured
and
which predicts a rare or distant outcome of either a toxic stimulus (such as a pollutant) or a
therapeutic intervention (a drug, surgical procedure, piece of advice, etc) but which is not itself
a
direct measure of either harm or clinical benefit. The growing interest in surrogate end points in
medical research, and particularly by the pharmaceutical industry, reflects two important features
of their use:
- they can considerably reduce the sample size, duration, and, therefore, cost, of clinical
trials;
and
- they can allow treatments to be assessed in situations where the use of primary outcomes
would be excessively invasive or unethical.
In the evaluation of pharmaceutical products, commonly used surrogate end points
include:
- pharmacokinetic measurements (for example, concentration-time curves of a drug
or
its active metabolite in the bloodstream);
- in vitro (laboratory) measures such as the mean inhibitory concentration of an
antimicrobial
against a bacterial culture on agar;
- macroscopic appearance of tissues (for example, gastric erosion seen at
endoscopy);
- change in levels of (alleged) serum markers of disease (for example, prostate specific
antigen14 );
- radiological appearance (for example, shadowing on a chest x ray film).
But surrogate end points have some drawbacks. Firstly, a change in the surrogate end
point
does not itself answer the essential preliminary questions: "what is the objective of
treatment
in this patient?" and "what, according to valid and reliable research studies, is the
best
available treatment for this condition?" Secondly, the surrogate end point may not closely
reflect the treatment targetin other words, it may not be valid or reliable. Thirdly,
overreliance on a single surrogate end point as a measure of therapeutic success usually reflects
a
narrow clinical perspective. Finally, surrogate end points are often developed in animal models
of
disease, since changes in a specific variable can be measured under controlled conditions in a
well
defined population. However, extrapolation of these findings to human disease is likely to be
invalid.15 16
17
The features of an ideal surrogate end point are shown in the box. If the "rep" who is trying to persuade you of
the
value of the drug cannot justify the end points used, you should challenge him or her to produce
additional evidence.
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Features of the ideal surrogate end point
- The surrogate end point should be reliable, reproducible, clinically available, easily
quantifiable, affordable, and show a "dose-response" effect (the higher the
level
of the surrogate end point, the greater the probability of disease)
- It should be a true predictor of disease (or risk of disease) and not merely express
exposure
to a covariable. The relation between the surrogate end point and the disease should have a
biologically plausible explanation
- It should be sensitivea "positive" result in the surrogate end point
should pick up all or most patients at increased risk of adverse outcome
- It should be specifica "negative" result should exclude all or most
of those without increased risk of adverse outcome
- There should be a precise cut off between normal and abnormal values
- It should have an acceptable positive predictive valuea "positive"
result should always or usually mean that the patient thus identified is at increased risk of adverse
outcome
- It should have an acceptable negative predictive valuea "negative"
result should always or usually mean that the patient thus identified is not at increased risk of
adverse outcome
- It should be amenable to quality control monitoring
- Changes in the surrogate end point should rapidly and accurately reflect the response to
treatment. In particular, levels should normalise in states of remission or cure
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One important example of the invalid use of a surrogate end point is the CD4 cell count
in
monitoring progression to AIDS in HIV positive subjects. The CONCORDE trial was a
randomised
controlled trial comparing early and late start of treatment with zidovudine in patients who were
HIV positive but clinically asymptomatic.18 Previous
studies
had shown that starting treatment early led to a slower decline in the CD4 cell count (a variable
which had been shown to fall with the progression of AIDS), and it was assumed that a higher
CD4
cell count would reflect improved chances of survival.
However, the CONCORDE trial showed that, although CD4 cell counts fell more slowly
in
the treatment group, the three year survival rates were identical in the two groups. This
experience
confirmed a warning that was issued earlier by authors suspicious of the validity of this end
point.19 Subsequent research in this field has attempted
to
identify a surrogate end point that correlates with real therapeutic benefitthat is,
delayedprogression of asymptomatic HIV infection to clinical AIDS, and longer survival time
after
the onset of AIDS.20 21 Using multiple regression analysis, investigators in the USA
found
that a combination of markers (percentage of CD4:C29 cells, degree of fatigue, age, and
haemoglobin concentration) was the best predictor of progression.20
Other examples of surrogate end points which have seriously misled researchers include
ventricular premature beats as a predictor of death from serious cardiac arrhythmias,22 23 blood concentrations
of
antibiotics as a predictor of clinical cure of infection,24
and
plaques seen on magnetic resonance imaging in monitoring the progression of multiple
sclerosis.25
Before surrogate end points can be used in the marketing of pharmaceuticals, those in the
industry must justify the utility of these measures by showing a plausible and consistent link
between
the end point and the development or progression of disease. It would be wrong to suggest that
the
pharmaceutical industry develops surrogate end points with the deliberate intention to mislead
the
licensing authorities and health professionals. However, the industry does, theoretically, have a
vested interest in overstating its case on the significance of these end points. Given that much of
the
data relating to the validation of surrogate end points are not currently presented in published
clinical papers, and that the development of such markers is often a lengthy and expensive
process,
one author has suggested setting up a data archive that would pool data across studies.26
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How to get evidence out of a drug rep |
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Any doctor who has ever given an audience to a "rep" who is selling a
non-steroidal anti-inflammatory drug will recognise the argument that "this
NSAID reduces the incidence of gastric erosion in comparison to its competitors." The
question to ask the rep is not "what is the incidence of endoscopic signs of gastric erosion
in
volunteers who take this drug?" but "what is the incidence in clinical practice of
potentially life threatening gastric bleeding in patients who take this drug?" Other
questions,
collated from recommendations in Drug and Therapeutics
Bulletin27 and other sources,1 3 are listed below.
- See representatives only by appointment. Choose to see only those whose product
interests
you, and confine the interview to that product
- Take charge of the interview. Do not hear out a rehearsed sales routine but ask directly
for
the information below
- Request independent published evidence from reputable, peer reviewed journals
- Do not look at promotional brochures, which may contain unpublished material,
misleading
graphs, and selective quotations
- Ignore anecdotal "evidence," such as the fact that a medical celebrity is
prescribing the product
- Using the STEP acronym, ask for evidence in four specific areas:
Safetythe likelihood of long term or
serious
side effects caused by the drug (remember that rare but serious adverse reactions to new drugs
may
be poorly documented)
Tolerabilitybest measured by comparing
the
pooled withdrawal rates between the drug and its most significant competitor
Efficacythe most relevant dimension is
how
the product compares with your current favourite
Priceshould take into account indirect as
well
as direct costs
- Evaluate the evidence stringently, paying particular attention to the power (sample size)
and
methodological quality of clinical trials, and the use of surrogate end points. Do not accept
theoretical arguments in the drug's favour ("longer half life," for example)
without direct evidence that this translates into clinical benefit
- Do not accept the newness of a product as an argument for changing to it. Indeed, there
are
good scientific arguments for doing the opposite28
- Decline to try the product via starter packs or by participating in small scale, uncontrolled
"research" studies
- Record in writing the content of the interview and return to these notes if the
"rep" requests another audience
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Checklist for evaluating information provided by a drug company
- Does this material cover a subject which interests me and is clinically important in my
practice?
- Has this material been published in independent peer reviewed journals? Has any
significant
evidence been omitted from this presentation or withheld from publication?
- Does the material include high-level evidence such as systematic reviews,
meta-analyses, or double-blind randomised controlled trials against the
drug's
closest competitor given at optimal dosage?
- Have the trials or reviews addressed a clearly focused, important and answerable clinical
question which reflects a problem of relevance to patients? Do they provide evidence on safety,
tolerability, efficacy and price?
- Has each trial or meta-analysis defined the condition to be treated, the patients to
be
included, the interventions to be compared and the outcomes to be examined?
- Does the material provide direct evidence that the drug will help my patients live a longer,
healthier, more productive, and symptom-free life?
- If a surrogate outcome measure has been used, what is the evidence that it is reliable,
reproducible, sensitive, specific, a true predictor of disease, and rapidly reflects the response to
therapy?
- Do trial results indicate whether (and how) the effectiveness of the treatments differed and
whether there was a difference in the type or frequency of adverse reactions? Are the results
expressed in terms of numbers needed to treat, and are they clinically as well as statistically
significant?
- If large amounts of material have been provided by the representative, which three papers
provide the strongest evidence for the company's claims?
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In conclusion, it is often more difficult than you are being led to believe to weigh the
potential benefits of a drug against its risks to the patient and cost to the taxpayer.29 The difference between the science of critical appraisal and the
pharmaceutical industry's well rehearsed tactics of marketing and persuasion should be
borne in mind when you are considering "evidence" presented by those with a
commercial conflict of interest.
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The articles in this series are excerpts from How to Read a
Paper:
the Basics of Evidence Based Medicine. The book includes chapters on searching
the
literature and implementing evidence based findings. It can be ordered from the BMJ Publishing
Group: tel 0171 383 6185/6245; fax 0171 383 6662. Price £13.95 for UK members,
£14.95 for non-members.
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Acknowledgements |
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I am grateful to Dr Andrew Herxheimer for advice on this
article.
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