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Mark Petticrew a MRC
Social and Public Health Sciences Unit, Glasgow G12 8RZ, b Department
of Epidemiology and Public Health, Medical School, University of
Newcastle, Newcastle upon Tyne NE2 4HH, c Community Health and Epidemiology,
Abramsky Hall, Queens University Kingston, Ontario, Canada K7L
3N6 Correspondence to: M Petticrew mark{at}msoc.mrc.gla.ac.uk
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Abstract |
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Objective:
To summarise the evidence on the effect of psychological coping styles (including fighting spirit,
helplessness/hopelessness, denial, and avoidance) on survival and
recurrence in patients with cancer.
Design:
Systematic review of published and
unpublished prospective observational studies.
Main outcome measures:
Survival from or recurrence of cancer.
Results:
26 studies investigated the association
between psychological coping styles and survival from cancer, and 11 studies investigated recurrence. Most of the studies that investigated fighting spirit (10 studies) or helplessness/hopelessness (12 studies)
found no significant associations with survival or recurrence. The
evidence that other coping styles play an important part was also weak.
Positive findings tended to be confined to small or methodologically
flawed studies; lack of adjustment for potential confounding variables
was common. Positive conclusions seemed to be more commonly reported by
smaller studies, indicating potential publication bias.
Conclusion:
There is little consistent evidence that
psychological coping styles play an important part in survival from or
recurrence of cancer. People with cancer should not feel pressured into
adopting particular coping styles to improve survival or reduce the
risk of recurrence.
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What is already known on this topic
Some studies have shown that a coping style involving fighting spirit rather than helplessness/hopelessness is associated with survival and recurrence, though the evidence is inconsistent What this study adds
Publication bias and methodological flaws in some of the primary studies may explain some of the previous positive findings There is no good evidence to support the development of psychological interventions to promote particular types of coping in an attempt to prolong survival |
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Introduction |
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It is a popular belief that psychological factors can influence survival from cancer, particularly breast cancer.1 Current research interest in this subject stems from 1979 when a small UK study found that a psychological coping style characterised by a "fighting spirit" was associated with longer survival from breast cancer. A more negative style of coping characterised as "helplessness/hopelessness" has also been reported to predict a poorer outcome, though not all studies have found such an association.2-6 It is important to know whether these psychological factors do have an influence on survival because psychological interventions have been developed to enhance the use of certain coping styles to prolong survival, and there is strong lay and professional support for such therapies.7
Such as association is biologically plausible, and several possible
mechanisms have been proposed
for example, through immunological and
neuroendocrine mechanisms.
2 8
However there are
conflicting views regarding the importance of coping styles in the
progression of cancer, ranging from the view that they have an
important influence to the view that the theory is characterised by
myth and anecdote.
9 10
We carried out a comprehensive systematic review to assess the strength
of the evidence for an association between psychological coping and
cancer outcome.
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Methods |
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Search strategy
Following systematic review
guidelines
11 12
we searched several databases for
published and unpublished studies (in any language) on the association
between progression of cancer, recurrence or survival, and
psychological coping: Medline 1966-June 2002, PsycINFO 1887-June 2002, ASSIA 1987-June 2002, Embase 1980-June 2002, Cancerlit 1966-June 2002, Dissertation Abstracts 1975-June 2002, the NLM gateway (accessed 21 June 2002), and CINAHL 1982-June 2002. We searched bibliographies and
reviews and contacted key individuals and authors for additional
unpublished information when necessary.
Inclusion and exclusion criteria
We included prospective
cohort studies that included mortality, survival, or recurrence as outcomes. We excluded studies of the association between coping and
immune responses or other biochemical markers, if this was the only
outcome reported, and studies of personality types (for example,
"type C" personality).
Data extraction and validity assessment
When the results of
both multivariate analyses and univariate analyses were presented we
extracted data from the multivariate analysis and noted the variables
used in the adjustment (table 1 and 2). When necessary we contacted
authors for unpublished data; one author supplied the requested
information. Data were extracted by one reviewer and checked by a
second. The studies were assessed independently by two reviewers
against three methodological criteria: whether the sample represented
an inception cohort, the degree of adjustment for potential
confounders, and whether the assessment of coping was carried out early
in the disease process. The results were summarised narratively.
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Results |
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We found 26 studies that investigated the association between
psychological coping and survival and 11 studies that investigated recurrence (figure). Some studies were reported in more than one paper
for example, results pertaining to different follow up periods. The most common diagnosis of patients in these studies was breast cancer, though we also found studies that investigated leukaemia, melanoma, and lung and gastrointestinal cancers, with follow up periods
ranging from several months to 15 years (tables 1, 2, and
3).
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Assessment of validity
Thirteen studies met all three methodological criteria. Table 3
shows methodological details of each study. Table 1 shows studies of
survival, and table 2 shows studies of recurrence. About a third of all
studies did not adjust for potential confounding variables. Most of the
studies were small; the overall median sample size was 125, and only
four studies recruited more than 200 patients. There was no association
between study quality (scored 1 to 3, see tables 1 and 2) and study outcome (presence versus absence of significant findings;
2
test for trend; P=0.5). Where studies are referred to as
"small" this is defined as "smaller than the median study
size."
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Findings
Fighting spirit
Ten studies investigated the impact of
"fighting spirit" on survival.
2 3 5-7 13-20
Positive findings that linked use of this coping style to longer
survival were confined to two small studies (table
1).
2-5 20
Four small studies examined the association
with recurrence of cancer. Three studies reported that fighting spirit
was associated with a reduced risk.
2-4 6 15
This
finding was not confirmed by the fourth, larger study
(n=578).7
Helplessness/hopelessness
Twelve studies examined
hopelessness/helplessness as a predictor of reduced survival in cancer
patients.
2-4 6 7 13-19 21-25
Only two small studies
reported that more frequent such feelings adversely affected
survival.
2 23
Five studies presented data on recurrence
of cancer, but the findings were
inconsistent.
6 7 15 21 22 26
In one study, few data
were presented15 and in another the outcome variable was a
composite variable based on a 13 point indicator of clinical
status.26 The two other studies that reported associations with recurrence were small or limited by methodological problems, or
both. In particular, there was limited control of
confounding.
2 21 22
The recent large UK study (n=578),
while of higher quality, reported mixed findings:
helplessness/hopelessness predicted recurrence when those with high and
low scores were compared but not when it was the predominant coping
style.7
Denial or avoidance
Denial or avoidance were assessed
in 15 studies of survival; 10 of these investigated
avoidance
1 7 8 13 14 17-19 27-29
and five
investigated denial.
2-4 6 15 30 31
These studies did
not report any significant independent associations between the use of
an avoidant style of coping and survival. There was also little
evidence to suggest that denial was an important predictor of
survival
1 7 13 27 28
: two studies reported an
association between denial and survival but one presented no supporting
data.30 The other small study found that the use of denial
predicted death from breast cancer at 10 and 15 years.2-4
Eight studies explored the effects of denial or avoidance on
recurrence of cancer.
2-4 6-8 15 20 32 33
Only one
of these studies (a small study carried out in patients with breast
cancer) reported that denial predicted recurrence.2-4 This association was not reported in other larger
studies.
7 8
Stoic acceptance and fatalism
Nine studies explored the
impact of acceptance and fatalism,
2 6 7 13-19
and none
of the four higher quality studies found that they predicted
survival.
7 13 15 16
The evidence regarding recurrence
of cancer was similarly weak.
2 6 7 15
The only study
that reported a significant association presented no supporting
data.15
Anxious coping/anxious preoccupation, depressive
coping
Ten studies investigated the impact of an anxious or
depressive coping style on survival.
6 7 14-19 34-40
One small study reported that higher anxious preoccupation scores
predicted shorter survival,13 and a study of 103 patients
found that the use of depressive coping predicted shorter
survival.
39 40
Three studies presented relative risks
associated with anxious preoccupation, all of which were close to
1.0.
7 13 18 19
One small study (n=35) reported an
association between depression and survival, though this study had
methodological drawbacks with respect to patient recruitment and
confounding.38 None of these psychological factors was
reported to be significantly associated with recurrence of cancer.
Active or problem focused coping
Eight studies explored the
effects of active or problem focused coping on
survival,
1 8 27-29 34-37 39-41
one of which
(n=103) reported that the use of active coping was a predictor of
longer survival up to seven years.
39 40
The largest study
(n=847) compared high, medium, and low users of this coping style and
found no association with survival after they controlled for clinical
and sociodemographic factors.1 Another study (n=133),
which investigated a coping style labelled "coping by control,"
reported no significant findings.41 Active or problem
focused coping was not associated with recurrence.
Emotional factors (including suppression of emotions and emotion
focused coping)
We identified six studies on
survival.
1 7 23 29 30 34-37
One study (n=847) met
the three quality criteria and reported a positive association between
expressing emotions (categorised as high, medium, or low) and longer
survival (hazard ratio 0.6, 95% confidence interval 0.4 to
0.9).1 Another large good quality study examined the
impact of emotional suppression on outcome but found no significant
associations with either overall or event-free survival.7
Publication bias
We could not carry out standard methods of assessing publication
bias such as funnel plots because there was great heterogeneity among
the studies and there were only a small number of studies in each
category of coping style. Studies that reported "positive" findings
were smaller than those that reported non-significant findings (mean
sample size 89 v 198, P=0.02, two tailed), which is
indicative of publication bias.
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Discussion |
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It is commonly believed that a person's mental attitude in response to a diagnosis of cancer affects his or her chances of survival, and the psychological coping factors that are most well known in this respect are fighting spirit and helplessness/hopelessness.42 We found little convincing evidence that either of these factors play a clinically important part in survival from or recurrence of cancer; the significant findings that do exist are confined to a few small studies. Good evidence is also lacking to support the view that "acceptance," "fatalism," or "denial" have an important influence on outcome.
Our review has several possible limitations. Firstly, the validity assessment focused on only three methodological criteria and other criteria are known to be important, such as the adequacy of baseline information.43 However, when we piloted the validity assessment checklist these criteria did not seem to differentiate adequately between the studies. We could have adopted a more stringent set of criteria, but this would be unlikely to alter the (already negative) conclusions of the review.
The review may also be subject to publication bias because the studies reporting "positive" findings tended to be smaller. We tried to identify unpublished studies, including theses and conference papers, but small studies with negative findings are less likely to be published in any form and thus may be more difficult to locate.44 Among the studies that we did identify, relatively few had adequately adjusted for important predictors of disease-free and overall survival, such as age and histological grade,45 and this is a possible explanation for some of the positive findings.
Overall we found little evidence that coping styles play an important part in survival from cancer. This is an important finding because there is often pressure on patients with cancer to engage in "positive thinking," and this may add to their psychological burden. 46 47 It has been suggested that clinicians need to detect coping styles such as helplessness or hopelessness and treat them vigorously.7 Our findings show that such interventions may be inappropriate, at least when they are used with the aim of increasing survival or reducing the risk of recurrence.
Conclusion
Good evidence in this subject is still scarce as there have been
few large methodologically sound studies. Although the relation is
biologically plausible, there is at present little scientific basis for
the popular lay and clinical belief that psychological coping styles
have an important influence on overall or event-free survival in
patients with cancer.
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Acknowledgments |
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We are grateful to those who supplied additional data, Herman Faller, Allan House, and Sue Lockwood who commented on earlier versions of the paper, and Susan Kennedy for help with redrafting.
We carried out a supplementary search in June 2002 to update the review while it was undergoing peer review: Medline 117 additional hits; PsycLit 88 additional hits; Assia 23 additional hits; Embase 113 additional hits; Cancerlit 115 additional hits; Dissertation Abstracts 88 additional hits; Healthstar no longer existed but is now part of NLM gateway and this was searched instead, 220 additional hits from Oct 2001-June 2002; CINAHL 60 additional hits from Aug 2001 to June 2002. None of these abstracts was relevant to the review and none met the inclusion criteria.
Contributors: MP initiated the review and carried out the statistical analyses. MP, RB, and DH all contributed to the study protocol, screened abstracts, extracted data, and assessed the included studies. All authors contributed to interpreting the evidence and to writing the final paper. MP will act as guarantor.
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Footnotes |
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Funding: MP is funded by the Chief Scientist Office of the Scottish Executive Department of Health and is a member of the ESRC-funded Evidence Network.
Competing interests: None declared.
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(Accepted 19 July 2002)
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